Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Borchard is a financial advisor with over 18 years of experience in the industry. Currently, Lisa is registered with Riversource Distributors, Inc. and is licensed to sell securities in 17 states. Lisa has held previous roles with American Enterprise Investment Services Inc., Ameriprise Financial Services, Inc., and UBS Financial Services Inc. Lisa holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/12/2019 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
01/03/2017 - 09/12/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
09/11/2015 - 01/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
03/20/2013 - 07/20/2015
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
08/29/2005 - 01/04/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 10/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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