Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ann Barrantes-delossantos is an investment advisor representative with Raymond James & Associates, Inc. Lisa has been working in the financial industry since 1999. Lisa holds the Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE exam. Lisa has a diverse background in the financial industry, with experience at UBS Financial Services Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Lisa is a Chartered Financial Consultant. Lisa's office is located at 1216 STATE STREET, SUITE 500, in SANTA BARBARA, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/26/2017 - Present
Raymond James & Associates, Inc. (SANTA BARBARA CA)
CA
09/02/2003 - 04/14/2014
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
NJ
06/06/2001 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
09/03/1999 - 04/30/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 01/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Barrantes-delossantos is the right advisor for you? Invested Better is here to help.
