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Lisa Ann Avolio-garofalo

Muriel Siebert & CO., LLC

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About Lisa Ann Avolio-garofalo

Lisa Ann Avolio-garofalo is a financial professional with over 20 years of experience in the industry. Lisa Ann has a strong background in the securities industry, having worked at several firms including Muriel Siebert & CO., LLC, StockCross Financial Services, Inc., and Legg Mason Wood Walker, Incorporated. Lisa Ann currently holds licenses for Series 7, Series 63, Series 99TO, and the SIE. Lisa Ann currently works at Muriel Siebert & CO., LLC as a registered representative.

Firm Information

Lisa Avolio-garofalo is currently registered with Muriel Siebert & CO., LLC. Muriel Siebert & CO., LLC is a Limited Liability Company, formed on January 1, 2024. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with a total of 53 approved registrations.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Avolio-garofalo’s Registration & Firm History

NY

01/02/2020 - Present

Muriel Siebert & CO., LLC (New York NY)

NJ

03/02/2017 - 01/02/2020

STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)

NJ

04/28/2014 - 02/24/2017

MURIEL SIEBERT & CO., INC. (JERSEY CITY NJ)

NY

02/09/2010 - 05/08/2012

SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)

NJ

10/30/2002 - 01/25/2010

MURIEL SIEBERT & CO., INC. (JERSEY CITY NJ)

NY

08/30/2002 - 10/15/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

MD

01/17/2001 - 07/26/2002

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 04/04/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lisa Ann Avolio-garofalo.
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