Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Angeline is a financial advisor currently registered with UBS Financial Services Inc. Lisa has over 20 years of experience in the financial services industry. Lisa has a broad range of experience working for firms such as RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, NORI, HENNION, WALSH, INC., and UBS Financial Services Inc.. Lisa is registered in 15 states and has the Series 7, Series 11, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/26/2021 - Present
UBS Financial Services Inc. (Clifton NJ)
NY
03/09/2002 - 01/24/2008
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
05/30/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
08/15/2000 - 10/16/2000
NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)
BOTH
Issued 09/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2000
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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