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Lisa Ann Amellio-chavez

Raymond James Financial Services, Inc.

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About Lisa Ann Amellio-chavez

Lisa Amellio-chavez is a financial advisor registered in Florida with Raymond James Financial Services, Inc. Lisa has been working in the financial industry since 1997. Prior to joining Raymond James Financial Services, Inc. in 2017, Lisa was employed by WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA INVESTMENT SERVICES, INC.. Lisa is a licensed Series 7, Series 63, Series 66 and SIE representative.

Firm Information

Lisa Amellio-chavez is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Amellio-chavez’s Registration & Firm History

FL

06/02/2017 - Present

Raymond James Financial Services, Inc. (PALM BEACH GARDENS FL)

FL

10/31/2012 - 06/09/2017

WELLS FARGO CLEARING SERVICES, LLC (WEST PALM BEACH FL)

FL

10/23/2009 - 10/24/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)

FL

07/13/2005 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST PALM BEACH FL)

NY

02/23/2004 - 06/20/2005

AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)

NY

05/19/1999 - 03/21/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/01/1998 - 04/30/1999

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

04/21/1995 - 07/01/1998

COWEN & CO. (NEW YORK NY)

NY

12/22/1994 - 05/09/1995

LYNCH, JONES & RYAN, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/07/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Ann Amellio-chavez.
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