Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Allen is an investment advisor representative at Waterloo Capital, located in Austin, TX. Lisa has been in the industry for over 30 years and has experience in various areas of financial services. Lisa has worked for several other firms throughout her career, including Calton & Associates, Inc. and VSR Financial Services, Inc. Lisa has a strong understanding of the financial markets and is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/08/2018 - Present
Waterloo Capital (AUSTIN TX)
TX
08/15/2016 - 04/09/2020
CALTON & ASSOCIATES, INC. (Austin TX)
TX
06/25/2002 - 08/15/2016
VSR FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
01/18/2001 - 06/28/2002
RUSHMORE SECURITIES CORPORATION (DALLAS TX)
TX
05/26/2000 - 02/26/2001
NORTHSTAR SECURITIES, INC. (DALLAS TX)
TX
10/19/1990 - 05/26/2000
CHOICE INVESTMENTS, INC. (AUSTIN TX)
NA
02/21/1985 - 10/29/1990
KNIBBE FINANCIAL GROUP, INC.
NA
05/28/1985 - 12/07/1987
INVESTORS BROKERAGE SERVICES, INC.
NA
10/20/1983 - 02/21/1985
UNDERWOOD, NEUHAUS & CO., INCORPORATED
IA
Issued 04/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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