Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Abuan is a financial professional with over 27 years of experience in the industry. Lisa is currently registered with National Financial Services LLC and holds a variety of licenses and registrations, including Series 6, 7, 9, 10, 63, 99, and SIE. Lisa previously worked for Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
11/01/2021 - Present
National Financial Services LLC (COVINGTON KY)
KY
09/19/1995 - 09/09/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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