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Lisa Anita Williams

Fidelity Brokerage Services LLC

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About Lisa Anita Williams

Lisa Anita Williams is a financial professional registered in 53 states and the District of Columbia. Lisa has been in the securities industry since March 2022, and currently is affiliated with Fidelity Brokerage Services LLC. Lisa is licensed to provide securities-related services in a variety of areas, including investment advice and brokerage services.

Firm Information

Lisa Williams is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Williams’s Registration & Firm History

UT

03/03/2022 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 03/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lisa Anita Williams.
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