Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Amster Gorodistian is a financial advisor with over 20 years of experience in the industry. Lisa has been registered with Wells Fargo Clearing Services, LLC since April 2024. Before joining Wells Fargo, Lisa worked at Morgan Stanley from September 2014 to April 2024. Lisa also has previous experience working at Barclays Capital Inc., Goldman, Sachs & Co. and Thomas Weisel Partners LLC. Lisa holds the Series 3, 7, 55, 63, 66, 86, 87 and SIE licenses. Lisa's specialties include portfolio management for businesses, individuals and investment companies. Lisa's clients include high-net-worth individuals, corporations, pension and profit-sharing plans, and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2024 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
09/19/2014 - 04/16/2024
MORGAN STANLEY (Los Angeles CA)
CA
11/28/2011 - 10/02/2014
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
NY
08/04/2003 - 12/02/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
11/21/2002 - 04/02/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BOTH
Issued 11/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/21/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/22/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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