Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Masters is a financial advisor with J.P. Morgan Securities LLC. Lisa has been in the financial services industry since February 1999 and has worked previously with Credit Suisse Securities (USA) LLC and Neuberger Berman, LLC. Lisa is registered to provide investment advice in 5 states and provides investment advisory services in 5 states as well. Lisa is also registered to provide securities services in 53 states. Lisa is a registered representative of FINRA, a registered investment advisor representative of the state of California, and has the Series 63, Series 65, Series 7, and SIE licenses. Lisa specializes in providing financial planning, pension consulting, and selection of other advisors services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/26/2015 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
05/17/2005 - 11/13/2015
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
12/17/1998 - 03/03/2005
NEUBERGER BERMAN, LLC (NEW YORK NY)
IA
Issued 7/9/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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