Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Stein is a financial professional who has been in the financial industry since July 22, 2019. Lisa is currently registered with PFS Investments Inc. and has been with the firm since July 2019. Lisa is also registered as an Investment Advisor Representative (IAR) in the state of Wisconsin. Lisa provides financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WI
06/11/2020 - Present
PFS Investments Inc. (MADISON WI)
IA
Issued 03/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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