Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ravlija is a financial advisor with over 14 years of experience in the industry. Lisa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since August of 2022. Previously, Lisa worked with MML Investors Services, LLC and Wells Fargo Clearing Services, LLC. Lisa holds a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/23/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEMPHIS TN)
TN
01/19/2022 - 08/03/2022
MML INVESTORS SERVICES, LLC (MEMPHIS TN)
TN
01/09/2018 - 11/30/2021
WELLS FARGO CLEARING SERVICES, LLC (GERMANTOWN TN)
TN
09/25/2012 - 02/11/2016
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
03/31/2006 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 01/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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