Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Bazzani is an active financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in FLORHAM PARK, NJ. Lisa has been in the industry since 2003 and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2019. Before working at Merrill Lynch, Pierce, Fenner & Smith Inc., Lisa was affiliated with MORGAN STANLEY and LPL FINANCIAL LLC. Lisa holds Series 7, Series 63, and Series 66 licenses and has a combined 35 state registrations. Lisa’s client base includes high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/30/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NJ
10/17/2018 - 04/01/2019
MORGAN STANLEY (FLORHAM PARK NJ)
NJ
06/05/2013 - 10/12/2018
LPL FINANCIAL LLC (MORRISTOWN NJ)
NA
06/14/1994 - 01/23/1995
WEATHERLY SECURITIES CORPORATION
NA
02/20/1987 - 07/16/1993
EQUICO SECURITIES, INC.
NA
02/20/1987 - 07/16/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
03/22/1984 - 11/29/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 05/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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