Unclaimed
Lipika Dey is a registered representative with Fidelity Brokerage Services LLC. Lipika is licensed to conduct business in the securities industry in all 50 states, the District of Columbia, and Puerto Rico. Lipika Dey has passed the Series 7TO and SIE exams as well as the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/14/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 05/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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