Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lionel? Claim Your ProfileLionel J. Gruslin is a financial advisor with Empower Financial Services, Inc. in Raleigh, NC. Lionel has been in the financial industry since 2006. Lionel has a wide range of experience in the financial industry, holding licenses in Series 6, 7, 26, 63, and 65. Lionel is also a registered representative with FINRA and holds a state license in North Carolina. Previously, Lionel was a financial advisor with Prudential Investment Management Services LLC, Hewitt Financial Services LLC, and BB&T Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/04/2022 - Present
Empower Financial Services, Inc. (Raleigh NC)
NC
06/23/2016 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Raleigh NC)
NC
04/07/2014 - 06/03/2016
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
05/22/2006 - 03/17/2014
BB&T INVESTMENT SERVICES, INC. (MOORESVILLE NC)
IA
Issued 06/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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