Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lionel? Claim Your ProfileLionel Gomes Baptista is a registered representative with TD Securities (usa) LLC. Lionel has been in the securities industry since December 15, 2006. Lionel is licensed in Texas and New York. Lionel holds the Series 63, 7, 79TO, and SIE licenses. Prior to joining TD Securities (usa) LLC, Lionel was with RBS Securities Inc. and RBS Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/03/2015 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
12/12/2008 - 04/15/2015
RBS SECURITIES INC. (HOUSTON TX)
TX
08/29/2006 - 12/12/2008
RBS SECURITIES CORPORATION (HOUSTON TX)
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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