Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liny? Claim Your ProfileLiny Li is an Investment Advisor Representative associated with LPL Financial LLC. Liny has been in the securities industry since 2008. Liny Li has been registered with the Securities and Exchange Commission (SEC) since 2007. Liny Li currently works in Palo Alto, CA. Liny Li has passed the Series 66 exam, the Securities Industry Essentials (SIE) exam, and the Series 7 exam. Prior to LPL Financial LLC, Liny was employed by U.S. Bancorp Investments, Inc., BancWest Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/16/2023 - Present
LPL Financial LLC (PALO ALTO CA)
CA
07/01/2015 - 12/06/2022
U.S. BANCORP INVESTMENTS, INC. (CUPERTINO CA)
CA
11/05/2012 - 05/11/2015
BANCWEST INVESTMENT SERVICES, INC. (CUPERTINO CA)
CA
03/31/2010 - 07/11/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
CA
01/04/2008 - 07/21/2009
TD AMERITRADE, INC. (E. PALO ALTO CA)
CA
09/11/2007 - 12/18/2007
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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