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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linxin? Claim Your ProfileLinxin Chen is a financial advisor with over 10 years of experience in the financial services industry. Linxin is currently registered with Citigroup Global Markets Inc. in California. Previously, Linxin was registered with CETERA INVESTMENT SERVICES LLC in California and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York and Florida. Linxin holds Series 7, Series 63, and Series 66 licenses. Linxin's specializations include providing portfolio management for businesses and individuals, as well as financial planning, asset allocation advice, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/01/2023 - Present
Citigroup Global Markets Inc. (Fountain Valley CA)
CA
11/27/2018 - 07/18/2023
CETERA INVESTMENT SERVICES LLC (SAN JOSE CA)
NY
03/25/2014 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLYN NY)
FL
09/20/2013 - 11/26/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
10/02/2012 - 08/14/2013
NSM SECURITIES, INC. (WEST PALM BEACH FL)
BOTH
Issued 10/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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