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Linkesh Anand Swaminathan

Chardan Capital Markets LLC

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About Linkesh Anand Swaminathan

Linkesh Anand Swaminathan is a financial professional registered with Chardan Capital Markets LLC. Linkesh holds the Series 7TO, Series 79TO, and SIE licenses, as well as a Series 63 license. Linkesh has been in the financial services industry for over 2 years. Linkesh is registered in Florida and New York.

Firm Information

Linkesh Swaminathan is currently registered with Chardan Capital Markets LLC. Chardan Capital Markets LLC is a Limited Liability Company formed in 2001. They are registered with the SEC and in 40 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Linkesh Swaminathan’s Registration & Firm History

NY

02/17/2021 - Present

Chardan Capital Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Linkesh Anand Swaminathan.
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