Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linh? Claim Your ProfileLinh Xavier Vuong is a registered representative with Finalis Securities LLC. Linh has been in the securities industry since March 17, 1999. Linh has passed the Series 7, Series 63, Series 79, and SIE exams. Linh holds registrations in California, Illinois, Texas, Utah, and Wisconsin. Linh was previously registered with Independent Investment Bankers, Corp., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/07/2021 - Present
Finalis Securities LLC (New York NY)
TX
09/28/2012 - 05/01/2019
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
CA
06/01/2009 - 02/18/2010
MORGAN STANLEY SMITH BARNEY (IRVINE CA)
CA
11/16/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
CO
06/17/1994 - 09/29/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 12/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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