Unclaimed
Linh Truong is a registered representative associated with UBS Securities LLC, a firm that is not currently registered as an Investment Adviser with the SEC. Linh has been active in the industry since August 22, 2024. Linh's registration began on August 23, 2024. Linh has passed the Series 79TO and SIE exams, and is currently located at UBS Securities LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2024 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/19/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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