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Lingyun Qian

Charles Schwab & CO., Inc.

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About Lingyun Qian

Lingyun Qian is a financial professional with over 10 years of experience in the industry. Lingyun is currently registered with Charles Schwab & CO., Inc. and holds Series 6, 7, 63, 65, and SIE licenses. Lingyun has a strong background in investments and has experience working with various financial institutions, including HSBC Securities (USA) Inc., UnionBanc Investment Services, LLC, and Citigroup Global Markets Inc. Lingyun's expertise lies in providing investment advice, portfolio management, and financial planning services to individual clients.

Firm Information

Lingyun Qian is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Lingyun Qian’s Registration & Firm History

CA

02/28/2022 - Present

Charles Schwab & CO., Inc. (San Ramon CA)

CA

11/22/2019 - 12/20/2021

HSBC SECURITIES (USA) INC. (Pleasanton CA)

CA

12/10/2018 - 05/21/2019

UNIONBANC INVESTMENT SERVICES, LLC (DANVILLE CA)

CA

01/02/2014 - 06/09/2017

CITIGROUP GLOBAL MARKETS INC. (SAN RAMON CA)

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Licenses & Designations

IA

Issued 02/26/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/25/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/09/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lingyun Qian.
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