Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ling? Claim Your ProfileLing Zhou is a financial advisor with Cowen AND Co. Ling has been in the financial industry since 2014 and is registered with the Financial Industry Regulatory Authority (FINRA) and several states. Ling holds a Series 7, Series 55, Series 63, SIE and Series 57TO license. Ling has worked at MACRO RISK ADVISORS LLC and SUSQUEHANNA CAPITAL GROUP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2017 - Present
Cowen AND Co. (NEW YORK NY)
NY
06/10/2015 - 07/31/2017
MACRO RISK ADVISORS LLC (RYE NY)
PA
12/17/2013 - 10/03/2014
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
BC
Issued 12/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ling Zhou is the right advisor for you? Invested Better is here to help.
