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Ling Wang

Enclave Capital LLC

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About Ling Wang

Ling Wang is a financial professional with over 10 years of experience in the financial services industry. Ling is currently registered with Enclave Capital LLC in Boca Raton, Florida. Ling has a broad range of experience in the industry, having worked with firms such as KENMAR SECURITIES, LLC, BTIG, LLC, OPPENHEIMER & CO. INC., and CHARDAN CAPITAL MARKETS LLC. Ling is licensed to conduct securities business in California, Massachusetts, and New York.

Firm Information

Ling Wang is currently registered with Enclave Capital LLC. Enclave Capital LLC is a Limited Liability Company formed in May 1995 and is registered in 19 states, including Arizona, California, and New York. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ling Wang’s Registration & Firm History

FL

12/25/2023 - Present

Enclave Capital LLC (BOCA RATON FL)

NY

07/11/2017 - 09/27/2018

KENMAR SECURITIES, LLC (NEW YORK NY)

NY

05/09/2016 - 01/06/2017

BTIG, LLC (NEW YORK NY)

NY

12/04/2014 - 01/29/2016

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

07/17/2013 - 12/19/2014

CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)

NY

06/17/2011 - 03/13/2013

SUMMER STREET RESEARCH PARTNERS (NEW YORK NY)

NY

05/21/2008 - 05/25/2011

BREAN MURRAY, CARRET & CO., LLC. (NEW YORK NY)

NY

10/17/2006 - 05/16/2008

RODMAN & RENSHAW, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 12/23/2023

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ling Wang.
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