Unclaimed
Ling mei Su is a financial professional with over 9 years of experience in the industry. Ling mei Su is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Ling mei Su has passed the Series 7TO, SIE, Series 99TO and Series 27 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/20/2024 - Present
Cetera Advisors LLC (DALLAS TX)
BC
Issued 06/13/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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