Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ling? Claim Your ProfileLing Mao is a financial professional with over 16 years of experience in the financial services industry. Ling has a strong background in providing investment advice and financial planning services to individual and institutional clients. Ling is currently registered with Osaic Institutions, Inc. in New York. Prior to joining Osaic Institutions, Inc. Ling was employed by HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. Ling holds the Series 6, 7, 63 and 66 securities licenses. Ling is a dedicated and experienced financial professional who is committed to providing her clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/19/2022 - Present
Osaic Institutions, Inc. (New York NY)
NY
02/07/2020 - 09/26/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/25/2014 - 01/29/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/01/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/29/2006 - 08/30/2011
HSBC SECURITIES (USA) INC. (ELMHURST NY)
BOTH
Issued 08/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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