Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ling? Claim Your ProfileLing Chen is a financial professional with over 11 years of experience in the financial services industry. Ling has held positions at Credit Suisse Securities (USA) LLC and UBS Securities LLC before joining Apollo Global Securities, LLC in February 2023. Ling holds the Series 7, Series 63, Series 79, and SIE licenses. Ling is currently registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/15/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
05/20/2013 - 02/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/23/2011 - 02/01/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ling Chen is the right advisor for you? Invested Better is here to help.
