Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsy? Claim Your ProfileLindsy Franklin is a financial advisor with over 20 years of experience in the financial industry. Lindsy is currently registered with LPL Financial LLC and has been with the firm since December 2023. Prior to joining LPL Financial LLC, Lindsy worked for Charles Schwab & Co., Inc., Morgan Stanley Smith Barney, BBVA Compass Investment Solutions, Inc, and U.S. Bancorp Investments, Inc. Lindsy holds a Series 7, Series 63, and Series 99TO license. Lindsy specializes in financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/05/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
AZ
08/14/2013 - 10/20/2023
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
10/23/2010 - 12/21/2011
MORGAN STANLEY SMITH BARNEY (PHOENIX AZ)
AZ
11/08/2004 - 08/30/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SCOTTSDALE AZ)
MN
11/21/2001 - 09/30/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
TX
07/07/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lindsy Franklin is the right advisor for you? Invested Better is here to help.
