Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsley? Claim Your ProfileLindsley Alderman is a financial professional with over 23 years of experience in the financial services industry. Lindsley is currently registered with Raymond James & Associates, Inc. and has been with them since August 2018. Prior to joining Raymond James & Associates, Inc., Lindsley worked at Apex Clearing Corporation, Northwestern Mutual Investment Services, LLC and Fidelity Brokerage Services LLC. Lindsley has a strong background in financial planning, portfolio management, and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/10/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TX
08/13/2013 - 06/15/2018
APEX CLEARING CORPORATION (DALLAS TX)
TX
01/13/2012 - 06/10/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
10/31/2000 - 12/09/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
03/16/1998 - 08/23/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/25/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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