Unclaimed
Lindsey Whelan is a registered representative with Vanguard Marketing Corp. and holds Series 7TO, Series 63, and SIE licenses. Lindsey is registered in Arkansas, Massachusetts, Pennsylvania and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/26/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 03/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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