Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Tomasula Tummond is a financial advisor who has been in the industry since 2010. Lindsey is currently registered with LPL Financial LLC and has been registered with this firm since 2023. Previously Lindsey worked for BancWest Investment Services, Inc., Northern Trust Securities, Inc., COLE CAPITAL CORPORATION, CAPITAL BROKERAGE CORPORATION, MML Investors Services, LLC, and VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/19/2023 - Present
LPL Financial LLC (TEMPE AZ)
AZ
07/22/2019 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
04/27/2017 - 09/13/2017
NORTHERN TRUST SECURITIES, INC. (Tempe AZ)
AZ
08/27/2014 - 04/03/2017
COLE CAPITAL CORPORATION (PHOENIX AZ)
VA
08/16/2012 - 08/07/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
05/25/2012 - 06/19/2012
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
03/31/2008 - 02/14/2012
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 08/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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