Unclaimed
Lindsey Randolph is a financial advisor with Cetera Investment Advisers LLC. Lindsey has been in the financial industry since August 1, 1988. Lindsey is registered as a Registered Representative and Investment Adviser Representative in California and Texas. Lindsey has a wide range of experience in financial planning and portfolio management for individuals and businesses. Lindsey holds the following licenses and designations: Series 6, Series 7, Series 22, Series 24, Series 63, Series 65, and Certified Financial Planner. Lindsey is also active in the community, serving on the board of the Gospel Center Rescue Mission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (STOCKTON CA)
CA
08/02/1988 - 03/14/1990
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
08/02/1988 - 03/14/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/2000
Series 7 - General Securities Representative Examination
BC
Issued 6/26/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/28/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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