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Lindsey Patricia Strand

Northwestern Mutual Investment Services, LLC

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About Lindsey Patricia Strand

Lindsey Patricia Strand is a financial advisor with Northwestern Mutual Investment Services, LLC. Lindsey has been working in the financial services industry since 2015. She has experience with TD Ameritrade, Inc. and Dunham & Associates Investment Counsel, Inc.. Lindsey holds the Series 66, SIE, and Series 7 licenses.

Firm Information

Lindsey Strand is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lindsey Strand’s Registration & Firm History

CA

09/10/2018 - Present

Northwestern Mutual Investment Services, LLC (CARLSBAD CA)

CA

03/14/2018 - 06/22/2018

TD AMERITRADE, INC. (SAN DIEGO CA)

CA

05/25/2017 - 02/22/2018

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)

CA

05/15/2015 - 05/16/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARLSBAD CA)

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Licenses & Designations

BOTH

Issued 10/23/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lindsey Patricia Strand.
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