linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lindsey Nelson Toole

CWM, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lindsey? Claim Your Profile

About Lindsey Nelson Toole

Lindsey Nelson Toole is an Investment Advisor Representative with CWM, LLC. Lindsey has been in the financial services industry for over 18 years. Lindsey has experience with a number of firms including LPL Financial LLC, Northwestern Mutual Investment Services, LLC, SunTrust Investment Services, Inc. and Wells Fargo Advisors, LLC. Lindsey currently holds Series 7, 9, 31, 63, and 65 licenses. Lindsey provides investment advice and financial planning services to individuals and businesses. Lindsey is also an Insurance Agent and sells life, disability, annuities and long-term care insurance products.

Firm Information

Lindsey Toole is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitor fees from other investment advisors

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lindsey Toole’s Registration & Firm History

NE

02/19/2020 - Present

CWM, LLC (OMAHA NE)

TX

02/11/2020 - 05/19/2022

CETERA ADVISOR NETWORKS LLC (COLLEYVILLE TX)

FL

07/23/2015 - 12/12/2019

LPL FINANCIAL LLC (PORT CHARLOTTE FL)

FL

10/02/2014 - 07/17/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)

FL

07/17/2013 - 09/23/2014

SUNTRUST INVESTMENT SERVICES, INC. (SARASOTA FL)

FL

07/14/2009 - 06/24/2013

WELLS FARGO ADVISORS, LLC (VENICE FL)

FL

03/20/2009 - 06/17/2009

OPPENHEIMER & CO. INC. (TAMPA FL)

FL

11/07/2008 - 03/16/2009

STANFORD GROUP COMPANY (LONGBOAT KEY FL)

GA

06/03/2005 - 11/18/2008

CITIGROUP GLOBAL MARKETS INC. (AUGUSTA GA)

NY

08/25/2004 - 06/06/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

12/05/2002 - 08/02/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

Not sure if Lindsey Nelson Toole is right for you?

Licenses & Designations

IA

Issued 09/24/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 12/03/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lindsey Nelson Toole.
Not sure if Lindsey Nelson Toole is right for you?