Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Roberts is an active financial advisor registered with the state of Virginia and the Financial Industry Regulatory Authority (FINRA). Lindsey has been in the financial services industry since September 2018 and is currently registered with UBS Financial Services Inc. Lindsey has previously worked with Davenport & Company LLC and Raymond James Financial Services, Inc. Lindsey holds the Series 7, Series 66 and SIE licenses. Lindsey specializes in providing investment advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
03/01/2024 - Present
UBS Financial Services Inc. (NORFOLK VA)
VA
06/17/2022 - 02/27/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (SUFFOLK VA)
VA
09/17/2018 - 06/15/2022
DAVENPORT & COMPANY LLC (WILLIAMSBURG VA)
BOTH
Issued 01/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lindsey Roberts is the right advisor for you? Invested Better is here to help.
