Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Arnold is a financial advisor with UBS Financial Services Inc. Lindsey is registered with both the BrokerCheck and Investment Advisor Public Disclosure database. Lindsey's registration began in October of 2015, and Lindsey is currently registered with the state of Maryland. Previously, Lindsey was registered with Founders Financial Securities LLC beginning in April of 2014, and ending in July of 2015. Lindsey is licensed to provide investment advisory services in a variety of states including, but not limited to, California, Colorado, and Maryland. Lindsey has passed the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
10/19/2015 - Present
UBS Financial Services Inc. (BALTIMORE MD)
MD
04/08/2014 - 07/09/2015
FOUNDERS FINANCIAL SECURITIES LLC (TOWSON MD)
BOTH
Issued 10/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lindsey Arnold is the right advisor for you? Invested Better is here to help.
