Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Grainger-miller is a financial professional with over 14 years of experience in the industry. Lindsey is currently registered with Fidelity Brokerage Services LLC and has been with the firm since August 2010. Previously, Lindsey worked at Dunham & Associates Investment Counsel, Inc. in San Diego, California. Lindsey holds the Series 7, 9, 10 and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/04/2010 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CA
08/06/2008 - 07/02/2010
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
BOTH
Issued 03/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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