Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Langhans is a financial advisor at UBS Financial Services Inc. Lindsey has been in the financial industry since 2015 and has a Series 7, Series 6, Series 63, Series 65, Series 9, Series 10 and SIE license. Lindsey is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Lindsey specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
05/08/2024 - Present
UBS Financial Services Inc. (DENVER CO)
CO
09/29/2014 - 06/12/2018
J.P. MORGAN SECURITIES LLC (WINDSOR CO)
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/31/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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