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Lindsey Jane Brooks

SEB Securities, Inc.

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About Lindsey Jane Brooks

Lindsey Brooks has been in the securities industry since August 21, 2011. Lindsey currently works at Seb Securities, Inc., and has her Series 16 license. Previously, Lindsey worked for ABG Sundal Collier Inc..

Firm Information

Lindsey Brooks is currently registered with SEB Securities, Inc.. SEB Securities, Inc. is a corporation formed on November 28, 1988. The firm is registered with the SEC and in 11 states, including California, District of Columbia, Florida, Louisiana, Maryland, New York, Ohio, Tennessee, Texas, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lindsey Brooks’s Registration & Firm History

NY

11/25/2019 - Present

SEB Securities, Inc. (NEW YORK NY)

NY

03/17/2010 - 06/19/2018

ABG SUNDAL COLLIER INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/16/2010

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lindsey Jane Brooks.
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