Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Gutner Gerard is a financial advisor with over 10 years of experience in the financial services industry. Lindsey is currently registered with Alps Distributors, Inc. and Alps Portfolio Solutions Distributor, Inc. Lindsey has held previous positions with Key Investment Services LLC and Janus Distributors LLC. Lindsey is licensed to sell securities in 51 states. Lindsey holds the Series 6, Series 7, Series 63 and Series 66 securities licenses. Lindsey is also a holder of the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/08/2018 - Present
Alps Distributors, Inc. (DENVER CO)
CO
08/06/2014 - 12/31/2014
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
12/10/2009 - 07/29/2014
KEY INVESTMENT SERVICES LLC (HIGHLANDS RANCH CO)
CO
11/15/2007 - 09/25/2009
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
07/31/2007 - 09/19/2007
NEW ENGLAND SECURITIES (DENVER CO)
BOTH
Issued 04/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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