Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Griffith Vaughan is a financial advisor with over 20 years of experience in the industry. Lindsey is currently registered with Hillman Capital Management Inc. as a Registered Representative. Lindsey has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Lindsey holds the Series 7, Series 63 and Series 65 licenses. Lindsey also holds the Chartered Financial Analyst designation. Lindsey's past experience includes roles with Capital Investment Group, Inc. and Quasar Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model provider to envestnet, smartx, adhesion, foliodynamix, and vestmark platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
01/01/2025 - Present
Hillman Capital Management Inc. (BETHESDA MD)
NC
05/17/2017 - 05/23/2018
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
ME
01/05/2015 - 05/18/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
IN
11/22/2013 - 12/31/2014
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
CA
09/15/2006 - 08/09/2013
TCW FUNDS DISTRIBUTORS (LOS ANGELES CA)
MA
11/12/2004 - 09/20/2005
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
01/15/2002 - 08/09/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
02/23/2001 - 10/23/2001
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
NY
06/22/1994 - 10/23/2001
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 05/10/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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