Unclaimed
Lindsey Forcione is a financial advisor with Northwestern Mutual Investment Services, LLC. Lindsey specializes in providing investment advice and financial planning services. Lindsey has passed the Series 63, Series 6TO, and SIE exams and is registered in seven states. Lindsey has been in the financial services industry since May 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
05/10/2021 - Present
Northwestern Mutual Investment Services, LLC (E SYRACUSE NY)
BC
Issued 06/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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