Unclaimed
Lindsey Elizabeth Clay is a financial professional with over 6 years of experience in the industry. Lindsey is currently registered with ADP Broker-Dealer, Inc. in Florham Park, NJ. Lindsey holds the Series 6, Series 26, Series 63, and SIE licenses, allowing Lindsey to provide a variety of financial services to clients. Lindsey is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/01/2017 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 12/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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