Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Banks is a financial advisor at Avantax Advisory Services. Lindsey has been in the industry since 2008 and has a strong track record of helping clients achieve their financial goals. Lindsey is committed to providing personalized financial advice and guidance to each of her clients. She is a Series 6, 7, 9, 10, 66, and SIE licensed professional and is also a Notary Public. She has previously worked at 1st Global Capital Corp and Wells Fargo Advisors. Lindsey is dedicated to helping her clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (IRVING TX)
TX
11/18/2015 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
04/23/2008 - 11/16/2015
WELLS FARGO ADVISORS, LLC (SHERMAN TX)
CT
10/12/2001 - 12/10/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
BOTH
Issued 06/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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