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Lindsey Anne Prokay

Tiaa-Cref Individual & Institutional Services, LLC

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About Lindsey Anne Prokay

Lindsey Anne Prokay has been in the financial services industry since December 29, 2009. Lindsey is currently registered with TIAA-CREF Individual & Institutional Services, LLC and is located in Charlotte, NC. Lindsey has been with TIAA-CREF Individual & Institutional Services, LLC since May 2015. Prior to that Lindsey was registered with VANGUARD MARKETING CORPORATION from March 22, 2012 to May 18, 2015 and EDWARD JONES from December 1, 2009 to March 16, 2012. Lindsey is a registered representative and investment advisor representative. Lindsey has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination.

Firm Information

Lindsey Prokay is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Lindsey Prokay’s Registration & Firm History

NC

09/22/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NC

03/22/2012 - 05/18/2015

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

NC

12/01/2009 - 03/16/2012

EDWARD JONES (WILMINGTON NC)

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Licenses & Designations

BOTH

Issued 09/22/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lindsey Anne Prokay.
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