Unclaimed
Lindsey Ann Henry is a financial professional with over 13 years of experience in the industry. Lindsey is currently registered with Robinhood Financial, LLC. Lindsey is a Series 66, Series 24, Series 10, Series 9, Series 99TO, Series SIE, and Series 7 licensed professional and is registered in 53 states and the District of Columbia. Lindsey was previously registered with Fidelity Brokerage Services LLC and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/27/2021 - Present
Robinhood Financial, LLC (Westlake TX)
TX
10/17/2011 - 01/06/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
06/24/2010 - 09/22/2011
AXA ADVISORS, LLC (FORT WORTH TX)
BOTH
Issued 11/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/08/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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