Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Addison Harmon is a financial advisor who has been in the industry since 2017. Harmon has a Series 66, Series 7, Series 4, Series 9 and Series 10 license. Harmon is registered to provide investment advice in Texas. Harmon is currently employed by Charles Schwab & CO., Inc. where Harmon provides financial planning and investment advice. Harmon has been with Charles Schwab since March 2017. Harmon previously worked at Xcel Energy and Borger Independent School District. Harmon is registered with Financial Industry Regulatory Authority (FINRA). The Harmon firm provides investment management for a variety of clients, including individuals, corporations, and institutions. They offer a wide range of services, including financial planning, portfolio management, and retirement planning. They also offer a wrap fee program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
12/04/2017 - Present
Charles Schwab & CO., Inc. (Westlake TX)
BOTH
Issued 12/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2020
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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