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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsey? Claim Your ProfileLindsey Chiarelli is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since April 2006. Lindsey holds Series 7, 9, 10, 31, 63, and 65 licenses, and is registered in 29 states. Lindsey has a strong track record of providing investment advice and wealth management services to individuals, families, and businesses. Lindsey has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Lindsey has a strong understanding of the financial markets and can provide clients with a comprehensive range of investment services, including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/29/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFIELD CT)
CT
01/16/2009 - 04/28/2015
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
06/27/2007 - 01/23/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
CT
04/13/2006 - 07/06/2007
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
IA
Issued 04/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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