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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Vandever Rogers is a financial advisor with Morgan Stanley. Lindsay is based in Tulsa, Oklahoma and has been in the financial services industry since 2002. Lindsay is registered with the state of Oklahoma and is also registered to offer investment advice in Texas. Lindsay has a Series 3, 7, 63, and 66 licenses, along with a SIE. Prior to joining Morgan Stanley, Lindsay worked at Barclays Global Investors Services and Thomas Weisel Partners LLC. Lindsay has a passion for helping clients achieve their financial goals and is committed to providing them with personalized and comprehensive advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
03/19/2020 - Present
Morgan Stanley (Tulsa OK)
NY
06/24/2004 - 04/12/2005
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
CA
10/06/2002 - 11/21/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BOTH
Issued 11/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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