Unclaimed
Lindsay Satler Deal is a financial professional with over 10 years of experience in the industry. Lindsay currently works at Barings Securities LLC, where she has been employed since September 2012. Lindsay has previously worked at ICAP Corporates LLC, ICAP Electronic Broking LLC, and ICAP Securities USA LLC. Lindsay holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/14/2012 - Present
Barings Securities LLC (CHARLOTTE NC)
NJ
07/27/2012 - 09/07/2012
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
07/27/2012 - 09/07/2012
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NJ
07/27/2012 - 09/07/2012
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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