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Lindsay Satler Deal

Barings Securities LLC

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About Lindsay Satler Deal

Lindsay Satler Deal is a financial professional with over 10 years of experience in the industry. Lindsay currently works at Barings Securities LLC, where she has been employed since September 2012. Lindsay has previously worked at ICAP Corporates LLC, ICAP Electronic Broking LLC, and ICAP Securities USA LLC. Lindsay holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Lindsay Deal is currently registered with Barings Securities LLC. Barings Securities LLC, established in 2011, is a Limited Liability Company headquartered in the United States. The firm is registered with the SEC and holds licenses in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lindsay Deal’s Registration & Firm History

NC

09/14/2012 - Present

Barings Securities LLC (CHARLOTTE NC)

NJ

07/27/2012 - 09/07/2012

ICAP CORPORATES LLC (JERSEY CITY NJ)

NJ

07/27/2012 - 09/07/2012

ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)

NJ

07/27/2012 - 09/07/2012

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lindsay Satler Deal.
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